General
The information on this page is not part of the Prospectus. If you agree to the conditions on this page, you will be given access to an electronic version of the Prospectus.
You must read and accept these conditions in its entirety before you attempt to access the electronic version of the Prospectus on this website and indicate your agreement or otherwise at the bottom of this web page.
The Offer is expected to close at 5.00pm (AEWST Time) on 22 January 2025.
Offer
The Offer contained in the Prospectus is an invitation for you to apply for fully paid ordinary shares (
Shares) and free attaching options (
Options) in Lucapa Diamond Company Limited ACN 111 501 663 (
Lucapa or
Company) under a Share Purchase Plan. The Prospectus is issued by the Company.
The Prospectus contains important information about the Share Purchase Plan and you should read it in full before applying for Shares and Options.
Lodgement and Listing
The Prospectus is dated 20 December 2024 and was lodged with ASIC on that date. Lucapa has
applied to the ASX for quotation of the Shares and Options on the ASX (
Listing). Neither ASIC nor the ASX takes any responsibility for the content of the Prospectus or for the merits of the investment to which the Prospectus relates.
Expiry Date
No Shares or Options will be issued on the basis of the Prospectus after the Expiry Date, being 13
months after 20 January 2026.
Note to Applicants
The information contained in the Prospectus is not financial product advice and
does not take into account the investment objectives, financial situation and particular needs (including financial and tax issues) of any prospective investor.
It is important that you read the Prospectus carefully and in its entirety before deciding whether to invest in the Company. In particular, in considering the prospects of the Company, you should consider the risk factors that could affect the performance of the Company. You should carefully consider these risks
in light of your investment objectives, financial situation and particular needs (including financial and tax issues) and seek professional guidance from your stockbroker, solicitor, accountant, financial adviser or other independent professional adviser before deciding whether to invest in the Shares. Some of the key risk factors that should be considered by prospective investors are set out in section 6 of the Prospectus. There may be risk factors in addition to these that should be considered in light of your personal circumstances.
No person named in the Prospectus, nor any other person, guarantees the performance of the Company, the repayment of capital by the Company or the payment of a return on the Shares.
No offering where offering would be illegal
Access to the materials contained in this website (including the Prospectus) is only available to
residents of Australia, from within Australia and New Zealand (if those shareholders in New Zealand have registered addresses in New Zealand and to whom the offer of securities is being made in reliance on the Financial Markets Conduct (Incidental Offers) Exemption Notice 2021 (New Zealand)).
As the material provided in this website is only available to persons accessing this website from within Australia and those mentioned above in New Zealand, if you are accessing this site from anywhere outside Australia or New Zealand, you are not permitted to download, print or view the Prospectus accessible through this web page.
Neither this website nor the documents contained in this website constitutes an offer of securities in the United States or an offer or invitation in any place in which, or to any person to whom, it would not be lawful to make such an offer or invitation. In particular, the documents on this website (including the Prospectus) are not an offer of securities for sale in the United States or to, or for the account or benefit
of, persons in the United States (as defined in Regulation S under the United States Securities Act of 1933, as amended (the "US Securities Act")). No action has been taken to register or qualify the Shares
or the Offer, or to otherwise permit a public offering of the Shares in any jurisdiction outside Australia or New Zealand. Access to this website from outside Australia or New Zealand may be restricted by law and persons who are accessing this website from outside Australia or New Zealand should seek advice on and observe any such restrictions. Any failure to comply with such restrictions may constitute a
violation of applicable securities laws.
The materials contained on this website may not be distributed to, or relied upon by, any person in the United States.
The Shares to be offered under the Offer have not been, and will not be, registered under the US Securities Act or the securities laws of any state or other jurisdiction in the United States and may not be offered or sold, directly or indirectly, in the United States unless the Shares are registered under the US Securities Act or are offered and sold in a transaction exempt from, or not subject to, the registration requirements of the US Securities Act and any other applicable securities laws is available.
By clicking the
CONFIRM button below and accessing the documents in this website, you represent, warrant and agree that:
- you have read, understood and agree to the terms contained in this notice;
- you are a resident of Australia accessing this website from Australia;
- you are a resident of New Zealand accessing this website from Australia and in accordance
with and in reliance on reliance on the Financial Markets Conduct (Incidental Offers) Exemption
Notice 2021 (New Zealand));
- the State or Territory and postcode provided by you for your primary residence in Australia or
New Zealand is true and accurate;
- you are not in the United States and you are not acting for the account or benefit of a person in the United States;
- you will not make a copy of the documents in this website available to, or release or distribute a copy of such documents to, or for the account or benefit of, any person in the United States or in any other place in which, or to any other person to whom, it would be unlawful to do so (Ineligible Persons);
- you are not acting as a nominee for, or otherwise for the account or benefit of, any Ineligible Persons; and
- you and each person on whose account you are acting acknowledge that the securities
described on the following pages have not been and will not be, registered under the US Securities Act of 1933, as amended, or the securities laws of any state or other jurisdiction in the United States and accordingly, the securities may not be offered, sold or otherwise transferred except in accordance with an available exemption from such registration.
